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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Englewood, CO | Greenwood Village, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 2, 2021 | n/a | yes | Englewood, CO|Greenwood Village, CO | Current employment |
| FORTA FINANCIAL GROUP, INC. | Former SEC adviser | Aug 6, 2002 | Jun 30, 2021 | no | GREENWOOD VILLAGE, CO|GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FORTA FINANCIAL GROUP, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 30, 2021 | Jun 2, 2021 | -28 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 28784:149018:CO:2021-06-30 | Jun 30, 2021 | Jun 2, 2021 | GREENWOOD VILLAGE, CO | Firm change |