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Advisor at CAPTRUST
Scottsdale,, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Mar 12, 2026 | n/a | yes | Scottsdale,, AZ | Current employment |
| ALPHA CUBED INVESTMENTS, LLC | Former SEC adviser | Apr 6, 2022 | Apr 30, 2026 | no | COSTA MESA, CA|Scottsdale, AZ | Previous registration |
| EMPOWERMENT FINANCIAL GROUP | Former SEC adviser | Dec 1, 2021 | Mar 7, 2022 | no | SCOTTSDALE, AZ | Previous registration |
| SOLUTIONS FIRST FINANCIAL GROUP | n/a | Oct 19, 2021 | Nov 11, 2021 | no | SCOTTSDALE, AZ | Previous registration |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jul 26, 2021 | Nov 12, 2021 | no | Scottsdale, AZ|Woodland Hills, CA | Previous registration |
| EMPOWERMENT FINANCIAL GROUP | Former SEC adviser | Dec 1, 2017 | Dec 15, 2020 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALPHA CUBED INVESTMENTS, LLC | Captrust | Apr 30, 2026 | Mar 12, 2026 | -49 | Firm change after gap | Other |
| EMPOWERMENT FINANCIAL GROUP | ALPHA CUBED INVESTMENTS, LLC | Mar 7, 2022 | Apr 6, 2022 | 30 | Firm change | RIA to RIA |
| AE WEALTH MANAGEMENT, LLC | SOLUTIONS FIRST FINANCIAL GROUP | Nov 12, 2021 | Oct 19, 2021 | -24 | Firm change | Other |
| SOLUTIONS FIRST FINANCIAL GROUP | EMPOWERMENT FINANCIAL GROUP | Nov 11, 2021 | Dec 1, 2021 | 20 | Firm change | Other |
| EMPOWERMENT FINANCIAL GROUP | AE WEALTH MANAGEMENT, LLC | Dec 15, 2020 | Jul 26, 2021 | 223 | Firm change | RIA to ibd |