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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Erik Ramnauth

Advisor at USAA INVESTMENT SERVICES COMPANY

TAMPA, FL

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Search this name across graphsid dfx:ria:ef177b73-6275-d3fb-e3ac-7b31d7dc3c9a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 1, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USAA INVESTMENT SERVICES COMPANY
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Mar 7, 2014
First registration: Sep 1, 2017
Dual registered: yes, broker-dealer
Other names: ERIK RAMNAUTH|ERIK VISHNU RAMNAUTH|Erik Ramnauth|Erik V Ramnauth
IAPD individual key: 6090253

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	May 5, 2026	n/a	yes	TAMPA, FL\|TAMPA, FL	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	May 6, 2025	Mar 24, 2026	no	TAMPA, FL\|Riverview, FL	Previous registration
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	Jun 3, 2025	no	RIVERVIEW, FL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	May 3, 2019	Nov 14, 2024	no	TAMPA, FL\|Riverview, FL	Previous registration
TRANSAMERICA RETIREMENT ADVISORS, LLC	Bd affiliated wealth	Sep 1, 2017	Nov 5, 2018	no	St. Petersburg, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	USAA INVESTMENT SERVICES COMPANY	Mar 24, 2026	May 5, 2026	42	Firm change	Other
LPL ENTERPRISE, LLC	MML INVESTORS SERVICES, LLC	Jun 3, 2025	May 6, 2025	-28	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
TRANSAMERICA RETIREMENT ADVISORS, LLC	PRUCO SECURITIES, LLC	Nov 5, 2018	May 3, 2019	179	Firm change	RIA to ibd

Relationships

Registered with (5)

→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: current employment
May 5, 2026 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
May 6, 2025 to Mar 24, 2026factForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Nov 14, 2024 to Jun 3, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
May 3, 2019 to Nov 14, 2024factForm ADV
→ TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 1, 2017 to Nov 5, 2018factForm ADV

Dated events

Occurred
Mar 24, 2026
Advisor changed firm
Erik Ramnauth left Mml Investors Services, Llc for Usaa Investment Services Company (registered 2026-05-05)
Form ADVobserved 5 days ago
Occurred
Jun 3, 2025
Advisor changed firm
Erik Ramnauth left Lpl Enterprise, Llc for Mml Investors Services, Llc (registered 2025-05-06)
Form ADVobserved 5 days ago