DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
GREENWICH, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 7, 2022 | n/a | yes | GREENWICH, CT | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Mar 26, 2009 | no | NEW YORK, NY|NEW YORK, NY|DOWNEY, CA|LOS ANGELES, CA|ENCINO, CA|RANCHO PARK, CA|WOODLAND HILLS, CA|SAN RAFAEL, CA|LAS VEGAS, NV|MONTERERY PARK, CA|SANTA MONICA, CA | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Jun 4, 2002 | May 29, 2007 | no | DOWNEY, CA|LOS ANGELES, CA|ENCINO, CA|RANCHO PARK, CA|WOODLAND HILLS, CA|SAN RAFAEL, CA|LAS VEGAS, NV|MONTERERY PARK, CA|SANTA MONICA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 26, 2009 | Dec 7, 2022 | 5,004 | Firm change after gap | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |