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Advisor at NWF ADVISORY SERVICES INC
AVON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | Independent wealth | May 28, 2025 | n/a | yes | AVON, CT | Current employment |
| THE AMERIFLEX GROUP | Bd affiliated wealth | Jul 29, 2024 | Jul 2, 2025 | no | Avon, CT | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Jan 27, 2009 | Jul 31, 2024 | no | HOUSTON, TX|AVON, CT | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 29, 2005 | Jan 29, 2009 | no | Glastonbury, CT|EAST HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE AMERIFLEX GROUP | NWF ADVISORY SERVICES INC | Jul 2, 2025 | May 28, 2025 | -35 | Bulk transfer | Ibd to RIA |
| NEXT FINANCIAL GROUP, INC. | THE AMERIFLEX GROUP | Jul 31, 2024 | Jul 29, 2024 | -2 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | NEXT FINANCIAL GROUP, INC. | Jan 29, 2009 | Jan 27, 2009 | -2 | Firm change | Other |