DFX Intelligence

K••• V••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

K••• V••••• H•••••

Advisor at O••• R•••• F•••••••• G••••• L••

WACO, TX

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Search this name across graphsid dfx:ria:ef26ee84-87ed-d1cd-4d45-e7ffacc01907

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 17, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• R•••• F•••••••• G••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jul 16, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••• R•••• F•••••••• G••••• L••	Former SEC adviser	Jul 31, 2015	n/a	yes	WACO, TX	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 17, 1997	Jul 30, 2015	no	HOUSTON, TX\|V•••••IA, TX\|HOUSTON, TX\|HOUSTON, TX\|NEDERLAND, TX\|V•••••IA, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	O••• R•••• F•••••••• G••••• L••	Jul 30, 2015	Jul 31, 2015	1	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:175296:TX:2015-07-30	Jul 30, 2015	Jul 31, 2015	V•••••IA, TX	Firm change

Relationships

Registered with (2)

→ O••• R•••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jul 31, 2015 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 17, 1997 to Jul 30, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef26ee84-87ed-d1cd-4d45-e7ffacc01907
First observed: Jul 17, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.