DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M••••• G••••• A••••••• I•••
Ketchum, ID | DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• G••••• A••••••• I••• | Independent wealth | Apr 11, 2025 | n/a | yes | Ketchum, ID|DENVER, CO | Current employment |
| M•••• I••••••••• A••••••• S••••••• I•• | Mixed wealth | Mar 19, 2019 | Mar 10, 2025 | no | RESTON, VA|Ketchum, ID |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••• I••••••••• A••••••• S••••••• I•• | M••••• G••••• A••••••• I••• | Mar 10, 2025 | Apr 11, 2025 | 32 | Firm change | RIA to RIA |
| F••••••• P••••••• A•• W•••••••• A••••••• | M•••• I••••••••• A••••••• S••••••• I•• | Feb 21, 2019 | Mar 19, 2019 |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Feb 21, 2019 | no | BOSTON, MA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Mar 27, 2017 | Jul 13, 2018 | no | WASHINGTON, DC | Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Sep 25, 2012 | Feb 21, 2017 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| 26 |
| Firm change |
| Ibd to RIA |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |
| C••••• A•••••• N••••••• L•• | S•••••••• A••••••• L•• | Feb 21, 2017 | Mar 27, 2017 | 34 | Firm change | Other |