RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••••• A••• F••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Apr 11, 2025 · Ketchum, Id
- M•••• I••••••••• A••••••• S••••••• I•• mixed wealthMar 19, 2019 to Mar 10, 2025 · Reston, Va
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Feb 21, 2019 · Boston, Ma
- S•••••••• A••••••• L•• national BDMar 27, 2017 to Jul 13, 2018 · Washington, Dc
- C••••• A•••••• N••••••• L•• formerSep 25, 2012 to Feb 21, 2017 · San Diego, Ca
- M•••• I••••••••• A••••••• S••••••• I•• to M••••• G••••• A••••••• I•••left Mar 10, 2025, registered Apr 11, 2025 (32 days) · RIA to RIA
- F••••••• P••••••• A•• W•••••••• A••••••• to M•••• I••••••••• A••••••• S••••••• I••left Feb 21, 2019, registered Mar 19, 2019 (26 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- C••••• A•••••• N••••••• L•• to S•••••••• A••••••• L••left Feb 21, 2017, registered Mar 27, 2017 (34 days) · Other
- K•••••••• A••• F•••••• left M•••• I••••••••• A••••••• S••••••• I•• for M••••• G••••• A••••••• I••• (registered 2025-04-11)Mar 10, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address