DFX Intelligence

P•••••••• R••• E••••• S••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

P•••••••• R••• E••••• S••

CRD 298886

PARIS

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Search this name across graphsid dfx:ria:ef2d9c01-f0a2-afe9-a72d-de4c24b7069e

Data as of Nov 8, 2018 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Nov 8, 2018 to Nov 8, 2018
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $221M••• Locked
Discretionary RAUM: $221M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• R•••	DIRECTEUR GENERAL	Na	yes	10/2013	Nov 8, 2018	Nov 8, 2018
D••••••• A•••••• J•••	CHIEF COMPLIANCE OFFICER	Na	yes	10/2018	Nov 8, 2018	Nov 8, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••••• G••••• I••••••••• L••	n/a	Other adviser	$428B	N	yes	n/a
P•••••••• R••• E••••• I•••••••• L••	n/a	Institutional manager	$106B	N	yes	n/a

Relationships

Affiliated with (3)

← P•••••••• O•••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ P•••••••• A•••• M•••••••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ P•••••••• R••• E•••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (9)

← D••••••• A•••••• J•••

Dated events

Occurred
Nov 8, 2018
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef2d9c01-f0a2-afe9-a72d-de4c24b7069e
First observed: Nov 8, 2018
Last observed: Nov 8, 2018 95 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.