DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Principal Real Estate Sas

Former SEC-registered adviserParis, CRD 298886SEC 801-114408IAPD
Latest filing Nov 8, 2018
First filing on the tape Nov 8, 2018 · 1 filings
RAUM
$221M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $221M
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 11
Private funds: no history
Practice profile
derived from the filing of Nov 8, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$73.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$221M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$221M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$221M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Remy Bonnel · Directeur Generalcontrol
        since 10/2013 · owns less than 5%
      • John Andrew Donohue · Chief Compliance Officercontrol
        since 10/2018 · owns less than 5%
      • Guillaume Masset · Presidentcontrol
        since 10/2013 · owns less than 5%
      Entity owners
      • Principal Real Estate Limited · Shareholder
        direct · owns 75% or more
      • Principal Financial Group Inc · Shareholder
        indirect · owns 75% or more of Principal Financial Services Inc. · public reporting company
      • Principal Financial Services Inc. · Shareholder
        indirect · owns 75% or more of Principal Global Investors Holding Company, LLC
      • Principal Global Financial Services (Europe) II Ltd · Shareholder
        indirect · owns 75% or more of Principal Real Estate Europe Limited
      • Principal Global Investors Holding Company, LLC · Shareholder
        indirect · owns 75% or more of Principal Global Financial Services (Europe) II Ltd
      • Principal Real Estate Europe Limited · Shareholder
        indirect · owns 75% or more of Principal Real Estate Limited
      Related persons
      Schedule D 7.A
      • Principal Funds Distributor, Inc.
        broker-dealern
      • Principal Asset Management
        investment adviserbankpooled vehicle sponsornRAUM $428B
      • Principal Real Estate
        investment adviserpooled vehicle sponsornRAUM $106B
      • Principal Real Estate Kapitalverwaltungsgesellschaft Mbh
        investment adviserpooled vehicle sponsorn
      • Principal Real Estate Limited
        investment adviserpooled vehicle sponsory
      • Principal Real Estate Spezialfondsgesellschaft Mbh
        investment adviserpooled vehicle sponsorn
      Advisers that list Principal Real Estate Sas as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • Principal Real Estate Sas filed its initial SEC registration (Form ADV)
        Nov 8, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026