DFX Intelligence

P•••••• M•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

P•••••• M•••• S•••••••

Advisor at F••••••••• F•••••••• A•••••••• L••

Indianapolis, IN

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Search this name across graphsid dfx:ria:ef301db0-080e-666e-22d2-f32e82150526

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• F•••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 22, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• F•••••••• A•••••••• L••	State registered	Aug 9, 2018	n/a	yes	Indianapolis, IN	Current employment
F•••••••• P•••• • S••••••••• I•••	Independent wealth	Aug 16, 2016	Jan 3, 2018	no	GREENWOOD, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• P•••• • S••••••••• I•••	F••••••••• F•••••••• A•••••••• L••	Jan 3, 2018	Aug 9, 2018	218	Firm change	Other
I••••• F•••••••• C•••••••••	F•••••••• P•••• • S••••••••• I•••	Dec 18, 2015	Aug 16, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
12984:123793:IN:2015-12-18	Dec 18, 2015	Aug 16, 2016	GREENWOOD, IN	Firm change

Relationships

Registered with (3)

→ F••••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 9, 2018 to presentfactForm ADV
→ F•••••••• P•••• • S••••••••• I•••Registered adviserregistration: previous registration
Aug 16, 2016 to Jan 3, 2018factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jan 26, 2015 to Dec 18, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef301db0-080e-666e-22d2-f32e82150526
First observed: Jan 26, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.