RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• M•••• S•••••••
- F••••••••• F•••••••• A•••••••• L•• state registered currentsince Aug 9, 2018 · Indianapolis, In
- F•••••••• P•••• • S••••••••• I••• independent RIAAug 16, 2016 to Jan 3, 2018 · Greenwood, In
- I••••• F•••••••• C••••••••• formerJan 26, 2015 to Dec 18, 2015 · Greenwood, In
- F•••••••• P•••• • S••••••••• I••• to F••••••••• F•••••••• A•••••••• L••left Jan 3, 2018, registered Aug 9, 2018 (218 days) · Other
- I••••• F•••••••• C••••••••• to F•••••••• P•••• • S••••••••• I•••left Dec 18, 2015, registered Aug 16, 2016 (242 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address