DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WINIECKI WEALTH MANAGEMENT
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WINIECKI WEALTH MANAGEMENT | State registered | Feb 15, 2011 | n/a | yes | CHICAGO, IL | Current employment |
| KRUSE ASSET MANAGEMENT, LLC | Independent wealth | Mar 9, 2009 | Feb 14, 2011 | no | CHICAGO, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 29, 2007 | Dec 22, 2008 | no | OAK BROOK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KRUSE ASSET MANAGEMENT, LLC | WINIECKI WEALTH MANAGEMENT | Feb 14, 2011 | Feb 15, 2011 | 1 | Firm change | RIA to state RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | KRUSE ASSET MANAGEMENT, LLC | Dec 22, 2008 | Mar 9, 2009 | 77 | Firm change | Wirehouse to RIA |