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P••••••••• F•••••••• P•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

P••••••••• F•••••••• P•••••••• I•••

CRD 14155

BRIDGEVILLE, PA

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Search this name across graphsid dfx:ria:ef3c676a-69a3-59b5-6bcc-5f606dc0ecde

Data as of Dec 8, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 6
On other graphs: 0
Observed: Mar 16, 2022 to Dec 8, 2025
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $161MItem 5.F on the latest filing (2025-12-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $115M
Private client RAUM: $137MderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• S••••••• G•••••	Ceo	D	yes	05/2016	Mar 16, 2022	Jul 2, 2024
Y••••• B••••• L••••	PRESIDENT AND CHIEF COMPLIANCE OFFICER	D	yes	05/2016	Mar 16, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	0	0	0	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$161M	$136M	17.9%	n/a	n/a	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A•••• O•• W••••• M••••••••• L••	3	Mar 17, 2026	Apr 3, 2026	BRIDGEVILLE, PA	Firm absorbed	RIA to RIA	100.0%

Relationships

Moved with (1)

→ A•••• O•• W••••• M••••••••• L••Registered adviser3 advisors, firm absorbed, same day
Mar 17, 2026 to Apr 3, 2026factForm ADV

Registered with (3)

← B•••• L•••• Y••••Advisorregistration: previous registration
May 27, 2016 to Mar 17, 2026factForm ADV
← S•••••• G••••• B••••••Advisorregistration: previous registration
May 27, 2016 to Mar 17, 2026factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 17, 2026
Firm absorbed
P••••••••• F•••••••• P•••••••• I•••'s advisors moved to A•••• O•• W••••• M••••••••• L•• (Bridgeville, PA): 3 of 3 registered, on the same day
Form ADVobserved 7 days ago
3 advisors
Occurred
Mar 17, 2026
Advisor changed firm
Brian Lewis Yates left P••••••••• F•••••••• P•••••••• I••• for A•••• O•• W••••• M••••••••• L•• (registered 2026-04-03)
Form ADVobserved 7 days ago
Occurred
Mar 17, 2026
Advisor changed firm
Rafael J. Yurk left P••••••••• F•••••••• P•••••••• I••• for A•••• O•• W••••• M••••••••• L•• (registered 2026-04-03)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef3c676a-69a3-59b5-6bcc-5f606dc0ecde
First observed: Mar 16, 2022
Last observed: Dec 8, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.