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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

TRAVIS RENE LEMONTE

Advisor at LPL FINANCIAL LLC

MEMPHIS, TN

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Search this name across graphsid dfx:ria:ef48a7a8-4ef8-b432-8379-5ec8aef11ed7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 29, 2006
First registration: Aug 24, 2006
Dual registered: yes, broker-dealer
Other names: TRAVIS RENE' LEMONTE
IAPD individual key: 5096685

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 21, 2025	n/a	yes	MEMPHIS, TN	Current employment
FIRST HORIZON ADVISORS, INC	Former SEC adviser	May 17, 2024	Aug 21, 2025	no	MEMPHIS, TN	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 21, 2017	May 7, 2024	no	MEMPHIS, TN	Previous registration
FIRST HORIZON ADVISORS, INC	Former SEC adviser	Oct 10, 2013	Apr 7, 2015	no	MEMPHIS, TN	Previous registration
FIRST TENNESSEE ADVISORY SERVICES, INC.	Former SEC adviser	May 10, 2012	Oct 10, 2013	no	MEMPHIS, TN	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Aug 24, 2006	Apr 2, 2012	no	MEMPHIS, TN\|MEMPHIS, TN\|MEMPHIS, TN\|MEMPHIS, TN\|GERMANTOWN, TN\|MEMPHIS, TN\|MEMPHIS, TN\|MEMPHIS, TN\|MEMPHIS, TN\|MEMPHIS, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST HORIZON ADVISORS, INC	LPL FINANCIAL LLC	Aug 21, 2025	Aug 21, 2025	0	Bulk transfer	RIA to ibd
CETERA INVESTMENT ADVISERS LLC	FIRST HORIZON ADVISORS, INC	May 7, 2024	May 17, 2024	10	Firm change	Ibd to RIA
FIRST HORIZON ADVISORS, INC	CETERA INVESTMENT ADVISERS LLC	Apr 7, 2015	Feb 21, 2017	686	Firm change after gap	Other
FIRST TENNESSEE ADVISORY SERVICES, INC.	FIRST HORIZON ADVISORS, INC	Oct 10, 2013	Oct 10, 2013	0	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	FIRST TENNESSEE ADVISORY SERVICES, INC.	Apr 2, 2012	May 10, 2012	38	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 21, 2025 to presentfactForm ADV
→ FIRST HORIZON ADVISORS, INCRegistered adviserregistration: previous registration
May 17, 2024 to Aug 21, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 21, 2017 to May 7, 2024factForm ADV
→ FIRST TENNESSEE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
May 10, 2012 to Oct 10, 2013factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 24, 2006 to Apr 2, 2012factForm ADV

Dated events

Occurred
May 7, 2024
Advisor changed firm
Travis Rene Lemonte left Cetera Investment Advisers Llc for First Horizon Advisors, Inc (registered 2024-05-17)
Form ADVobserved 5 days ago