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M••••••• W••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

M••••••• W••••• H••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:ef5335b3-c122-2f8f-8ebb-e3ac6525ab38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 13, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 17, 2022	n/a	yes	PLYMOUTH, MN\|WALNUT CREEK, CA	Current employment
T•••• B••• C•••••• L••	Mixed wealth	Oct 23, 2014	May 18, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• B••• C•••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	May 18, 2016	Aug 17, 2022	2,282	Firm change after gap	Other
L•••• A••••• • C•• L••	T•••• B••• C•••••• L••	Oct 7, 2014

Relationships

Registered with (3)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 17, 2022 to presentfactForm ADV
→ T•••• B••• C•••••• L••Registered adviserregistration: previous registration
Oct 23, 2014 to May 18, 2016factForm ADV
→ L•••• A••••• • C•• L••Registered adviserregistration: previous registration
Nov 12, 2012 to Oct 7, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef5335b3-c122-2f8f-8ebb-e3ac6525ab38
First observed: Nov 12, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.