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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ARBOR WEALTH

ARBOR WEALTH MANAGEMENT, LLC, CRD 153640

MIRAMAR BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef577610-adb0-0c8b-6168-36a1371730f0

Data as of Dec 1, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 0
Observed: Nov 18, 2014 to Dec 1, 2021
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $360MItem 5.F on the latest filing (2021-12-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $360M
Private client RAUM: $352MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 995
Individual clients: 214
High net worth clients: 125
Custody, client assets: $308M
SEC number: 801-80638
CRD: 153640
Filings on the tape: 22
First filed: Nov 18, 2014
Latest filed: Dec 1, 2021
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCDOWELL, MARGARET, ROSE	MANAGING MEMBER / PRINCIPAL/CHIEF COMPLIANCE OFFICER	D	yes	03/2010	Nov 18, 2014	Dec 1, 2021
MCDOWELL, PAUL, GRAHAM	MANAGING MEMBER / DIRECTOR OF BUSINESS DEVELOPMENT	D	yes	03/2010	Nov 18, 2014	Dec 1, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ANDREW K. MCDOWELL	n/a	n/a	n/a	N	yes	n/a
BENNETT S. STEIN	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$360M	$360M	6	6	0	n/a	n/a
2019	Mar 30, 2020	$314M	$314M	8	6	0	n/a	n/a
2018	Mar 27, 2019	$226M	$226M	6	5	0	n/a	n/a
2017	Mar 21, 2018	$218M	$218M	6	3	0	n/a	n/a
2016	Feb 23, 2017	$175M	$175M	5	3	n/a	n/a	n/a
2015	Mar 16, 2016	$140M	$140M	5	3	n/a	n/a	n/a
2014	Mar 3, 2015	$110M	$110M	4	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$360M	$314M	14.7%	$218M	18.2%	6	8	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Mariner	3	Mar 23, 2022	Mar 4, 2022	MIRAMAR BEACH, FL	Firm absorbed	RIA to ibd	75.0%

Relationships

Controls (2)

← MCDOWELL, MARGARET, ROSEOwnerMANAGING MEMBER / PRINCIPAL/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Nov 18, 2014 to presentfactForm ADV
← MCDOWELL, PAUL, GRAHAMOwnerMANAGING MEMBER / DIRECTOR OF BUSINESS DEVELOPMENT, ownership code D, individual
Nov 18, 2014 to presentfactForm ADV

Registered with (4)

← PATRICK RYAN MCDOWELLAdvisorregistration: previous registration
Sep 21, 2011 to Mar 23, 2022factForm ADV
← ANDREW KENNETH MCDOWELLAdvisorregistration: previous registration
Dec 19, 2013 to Mar 23, 2022factForm ADV
← BENNETT S. STEINAdvisorregistration: previous registration
Nov 1, 2018 to Mar 23, 2022factForm ADV
← Lynne Wentzel MathewsAdvisorregistration: previous registration
Feb 24, 2021 to Mar 23, 2022factForm ADV

Moved with (1)

→ MARINERRegistered adviser3 advisors, firm absorbed, same day
Mar 23, 2022 to Mar 4, 2022factForm ADV

Dated events

Occurred
Mar 23, 2022
Firm absorbed
Arbor Wealth's advisors moved to Mariner (Miramar Beach, FL): 3 of 4 registered, on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Mar 23, 2022
Advisor changed firm
Patrick Ryan Mcdowell left Arbor Wealth for Mariner (registered 2022-03-01)
Form ADVobserved 6 days ago
Occurred
Mar 23, 2022
Advisor changed firm
Lynne Wentzel Mathews left Arbor Wealth for Mariner (registered 2022-03-04)
Form ADVobserved 6 days ago
Occurred
Mar 23, 2022
Advisor changed firm
Andrew Kenneth Mcdowell left Arbor Wealth for Mariner (registered 2022-03-01)
Form ADVobserved 6 days ago
Occurred
Mar 23, 2022
Advisor changed firm
Bennett S. Stein left Arbor Wealth for Stein Financial Llc (registered 2025-12-08)
Form ADVobserved 6 days ago
Occurred
Nov 18, 2014
First Form ADV filing
Arbor Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef577610-adb0-0c8b-6168-36a1371730f0
First observed: Nov 18, 2014
Last observed: Dec 1, 2021 58 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARBOR WEALTH

ARBOR WEALTH MANAGEMENT, LLC, CRD 153640

MIRAMAR BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef577610-adb0-0c8b-6168-36a1371730f0

Data as of Dec 1, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:51 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCDOWELL, MARGARET, ROSE

MANAGING MEMBER / PRINCIPAL/CHIEF COMPLIANCE OFFICER

yes

03/2010

Nov 18, 2014

Dec 1, 2021

MCDOWELL, PAUL, GRAHAM

MANAGING MEMBER / DIRECTOR OF BUSINESS DEVELOPMENT

yes

03/2010

Nov 18, 2014

Dec 1, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ANDREW K. MCDOWELL

n/a

yes

n/a

BENNETT S. STEIN

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

$360M

n/a

2019

Mar 30, 2020

$314M

n/a

2018

Mar 27, 2019

$226M

n/a

2017

Mar 21, 2018

$218M

n/a

2016

Feb 23, 2017

$175M

n/a

2015

Mar 16, 2016

$140M

n/a

2014

Mar 3, 2015

$110M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$360M

$314M

14.7%

$218M

18.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Mariner

Mar 23, 2022

Mar 4, 2022

MIRAMAR BEACH, FL

Firm absorbed

RIA to ibd

75.0%