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Advisor at COOPER MCMANUS
IRVINE, CA | Las Vegas, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COOPER MCMANUS | Independent wealth | Jun 29, 2015 | n/a | yes | IRVINE, CA|Las Vegas, NV | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 7, 2010 | Jun 29, 2015 | no | LONG BEACH, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 31, 2005 | Jun 14, 2010 | no | GLENDORA, CA|LONG BEACH, CA|Diamond Bar, CA | Previous registration |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Sep 14, 2001 | Mar 30, 2005 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | COOPER MCMANUS | Jun 29, 2015 | Jun 29, 2015 | 0 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Jun 14, 2010 | Jun 7, 2010 | -7 | Firm change | Other |
| U.S. BANCORP ADVISORS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 30, 2005 | Mar 31, 2005 | 1 | Firm change | Other |