DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• W•••••• I•••
RYE BROOK, NY | NANUET, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | BD_A•••••••••_WEALTH | Apr 26, 2021 | n/a | yes | RYE BROOK, NY|NANUET, NY | Current employment |
| A••••••••• A•••••••• I••• | n/a | Jul 7, 2006 | Dec 26, 2018 | no | NANUET, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• A•••••••• I••• | O•••• W•••••• I••• | Dec 26, 2018 | Apr 26, 2021 | 852 | Firm change after gap | Other |
| V••• F•••••••• A•••••••• I••• | A••••••••• A•••••••• I••• | Oct 20, 2004 | Jul 7, 2006 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 131295:23131:NY:2018-12-26 | Dec 26, 2018 | Apr 26, 2021 | NANUET, NY | Firm change after gap |
| V••• F•••••••• A•••••••• I••• | BD_A•••••••••_WEALTH | May 8, 2002 | Oct 20, 2004 | no | SUFFERN, NY | Previous registration |
| 625 |
| Firm change after gap |
| Other |