DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B••• L••••• B••••••
Feed of 09/14/2026
At current firm
5 y
since Apr 26, 2021
In the industry
30 y
since May 1, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• bd a••••••••• wealth currentsince Apr 26, 2021 · Rye Brook, Ny
- A••••••••• A•••••••• I••• unclassifiedJul 7, 2006 to Dec 26, 2018 · Nanuet, Ny
- V••• F•••••••• A•••••••• I••• bd a••••••••• wealthMay 8, 2002 to Oct 20, 2004 · Suffern, Ny
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• A•••••••• I••• to O•••• W•••••• I•••left Dec 26, 2018, registered Apr 26, 2021 (852 days) · Other · moved with a team
- V••• F•••••••• A•••••••• I••• to A••••••••• A•••••••• I•••left Oct 20, 2004, registered Jul 7, 2006 (625 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address