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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | DAVIS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 4, 2026 | n/a | yes | DAVIS, CA|SAN DIEGO, CA | Current employment |
| ONE CAPITAL MANAGEMENT, LLC | Independent wealth | May 2, 2022 | Jul 15, 2024 | no | San Francisco, CA|WESTLAKE VILLAGE, CA | Previous registration |
| FUNDX INVESTMENT GROUP, LLC | Former SEC adviser | Jul 8, 1997 | May 3, 2022 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ONE CAPITAL MANAGEMENT, LLC | LPL FINANCIAL LLC | Jul 15, 2024 | May 4, 2026 | 658 | Firm change after gap | RIA to ibd |
| FUNDX INVESTMENT GROUP, LLC | ONE CAPITAL MANAGEMENT, LLC | May 3, 2022 | May 2, 2022 | -1 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109194:114861:CA:2022-05-03 | May 3, 2022 | May 2, 2022 | SAN FRANCISCO, CA | Firm change |