RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• R•••••• D••••••
- L•• F•••••••• L•• BD affiliated currentsince May 4, 2026 · Davis, Ca
- O•• C•••••• M••••••••• L•• independent RIAMay 2, 2022 to Jul 15, 2024 · San Francisco, Ca
- F•••• I••••••••• G••••• L•• formerJul 8, 1997 to May 3, 2022 · San Francisco, Ca
- O•• C•••••• M••••••••• L•• to L•• F•••••••• L••left Jul 15, 2024, registered May 4, 2026 (658 days) · RIA to affiliated broker-dealer or bank
- F•••• I••••••••• G••••• L•• to O•• C•••••• M••••••••• L••left May 3, 2022, registered May 2, 2022 (-1 days) · RIA to RIA · moved with a team
- M••••• R•••••• D•••••• left O•• C•••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2026-05-04)Jul 15, 2024 · Advisor changed firm · fact
- M••••• R•••••• D•••••• left F•••• I••••••••• G••••• L•• for O•• C•••••• M••••••••• L•• (registered 2022-05-02)May 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address