DFX Intelligence

Data Factory

T•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

T•••• M••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | LAS VEGAS, NV | AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef6ab32c-debf-6bb3-db63-3ffd8a4fb1ea

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 28, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 2, 2024	n/a	yes	AUSTIN, TX\|PLYMOUTH, MN\|LAS VEGAS, NV	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 14, 2024	Jul 2, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	n/a	Jul 2, 2025	n/a	n/a	Departure no registered destination	Departure
T•• R••••••••• G••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	May 31, 2024	May 2, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
148296:116407:CA:2024-05-31	May 31, 2024	May 2, 2024	SAN DIEGO, CA	Firm change

Relationships

Registered with (3)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
May 2, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 14, 2024 to Jul 2, 2025factForm ADV
→ T•• R••••••••• G••••• L••Registered adviserregistration: previous registration
Jan 25, 2018 to May 31, 2024factForm ADV

Dated events

Occurred
Jul 2, 2025
Advisor departed, no destination yet
T•••• M•••• no longer registered at L•• F•••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
May 31, 2024
Advisor changed firm
T•••• M•••• left T•• R••••••••• G••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2024-05-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef6ab32c-debf-6bb3-db63-3ffd8a4fb1ea
First observed: Jun 28, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.