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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

David Siegel

Advisor at J.P. MORGAN SECURITIES LLC

ARLINGTON, TX

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Search this name across graphsid dfx:ria:ef6d5686-d2a8-c2ae-bb9d-c2cb8eb88da0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 7, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 17, 2014
First registration: Oct 7, 2014
Dual registered: yes, broker-dealer
Other names: David Siegel|DAVID BENJAMIN SIEGEL
IAPD individual key: 6313424

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 5, 2018	n/a	yes	ARLINGTON, TX	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 7, 2016	Nov 29, 2018	no	Fort Worth, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 7, 2016	Nov 29, 2018	no	WestLake, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 7, 2014	Jun 3, 2016	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	J.P. MORGAN SECURITIES LLC	Nov 29, 2018	Dec 5, 2018	6	Firm change	RIA to wirehouse
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Nov 29, 2018	Jun 7, 2016	-905	Channel change	Other
STRATEGIC ADVISERS LLC	TD AMERITRADE, INC.	Jun 3, 2016	Jun 7, 2016	4	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Dec 5, 2018 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 7, 2016 to Nov 29, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 7, 2016 to Nov 29, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 7, 2014 to Jun 3, 2016factForm ADV

Dated events

No dated event names this entity yet.