DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at STANSBERRY ASSET MANAGEMENT, LLC
WESTLAKE, TX | Colts Neck, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STANSBERRY ASSET MANAGEMENT, LLC | Independent wealth | Jan 2, 2025 | n/a | yes | WESTLAKE, TX|Colts Neck, NJ | Current employment |
| DOMINARI SECURITIES LLC | Independent wealth | Jun 7, 2016 | May 9, 2022 | no | New York, NY|NEW YORK, NY|Orlando, FL | Previous registration |
| WESTPORT RESOURCES MANAGEMENT INC | Former SEC adviser | Jan 21, 2011 | Dec 24, 2016 | no | WESTPORT, CT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 17, 2004 | Jul 6, 2010 | no | NEW YORK, NY|WEEHAWKEN, NJ|NEW YORK, NY|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DOMINARI SECURITIES LLC | STANSBERRY ASSET MANAGEMENT, LLC | May 9, 2022 | Jan 2, 2025 | 969 | Firm change after gap | RIA to RIA |
| WESTPORT RESOURCES MANAGEMENT INC | DOMINARI SECURITIES LLC | Dec 24, 2016 | Jun 7, 2016 | -200 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | WESTPORT RESOURCES MANAGEMENT INC | Jul 6, 2010 | Jan 21, 2011 | 199 | Firm change | Other |