DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | COLORADO SPRINGS, CO | Current employment |
| G••••• S••••••••• I••• | Former SEC adviser | Jul 16, 2015 | Nov 1, 2017 | no | Colorado Springs, CO|SAN DIEGO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••• S••••••••• I••• | C••••• I••••••••• A••••••• L•• | Nov 1, 2017 | Jun 29, 2023 | 2,066 | Firm change after gap | Other |
| C••••• F••••••••• I••• | G••••• S••••••••• I••• | Jun 6, 2017 | Jul 16, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 18697:105644:CA:2017-11-01 | Nov 1, 2017 | Jun 29, 2023 | SAN DIEGO, CA | Firm change after gap |
| C••••• F••••••••• I••• | n/a | Jan 16, 2015 | Jun 6, 2017 | no | COLORADO SPRINGS, CO | Previous registration |
| F•••••••• D••••• • M••••••••• I••• | Former SEC adviser | Apr 17, 2008 | Aug 23, 2012 | no | COLORADO SPRINGS, CO | Previous registration |
| G••••• W••••• M••••••••• I••• | Bd affiliated wealth | Apr 1, 2008 | Jan 7, 2015 | no | COLORADO SPRINGS, CO | Previous registration |
| C••••• F••••••••• I••• | n/a | Jan 1, 1999 | Dec 31, 2009 | no | COLORADO SPRINGS, CO | Previous registration |
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 1, 1999 | Apr 24, 2008 | no | COLORADO SPRINGS, CO|COLORADO SPRINGS, CO | Previous registration |
| -691 |
| Firm change after gap |
| Other |
| G••••• W••••• M••••••••• I••• | F•••••••• D••••• • M••••••••• I••• | Jan 7, 2015 | Apr 17, 2008 | -2,456 | Firm change after gap | Other |
| F•••••••• D••••• • M••••••••• I••• | C••••• F••••••••• I••• | Aug 23, 2012 | Jan 16, 2015 | 876 | Firm change after gap | Other |
| C••••• F••••••••• I••• | G••••• W••••• M••••••••• I••• | Dec 31, 2009 | Apr 1, 2008 | -639 | Firm change after gap | Other |
| O•••• W•••••• I••• | C••••• F••••••••• I••• | Apr 24, 2008 | Jan 1, 1999 | -3,401 | Firm change after gap | Other |