DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Stephen Scott
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Jun 29, 2023
In the industry
41 y
since Aug 29, 1985 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · Colorado Springs, Co
- Girard Securities, Inc. formerJul 16, 2015 to Nov 1, 2017 · Colorado Springs, Co
- Cscott Financial, Inc. unclassifiedJan 16, 2015 to Jun 6, 2017 · Colorado Springs, Co
- Financial Design & Management, Inc. formerApr 17, 2008 to Aug 23, 2012 · Colorado Springs, Co
- Geneos Wealth Management, Inc. BD affiliatedApr 1, 2008 to Jan 7, 2015 · Colorado Springs, Co
- Cscott Financial, Inc. unclassifiedJan 1, 1999 to Dec 31, 2009 · Colorado Springs, Co
- Osaic Wealth, Inc. BD affiliatedJan 1, 1999 to Apr 24, 2008 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- Girard Securities, Inc. to Cetera Investment Advisers LLCleft Nov 1, 2017, registered Jun 29, 2023 (2066 days) · Other · moved with a team
- Cscott Financial, Inc. to Girard Securities, Inc.left Jun 6, 2017, registered Jul 16, 2015 (-691 days) · Other
- Geneos Wealth Management, Inc. to Financial Design & Management, Inc.left Jan 7, 2015, registered Apr 17, 2008 (-2456 days) · Other
- Financial Design & Management, Inc. to Cscott Financial, Inc.left Aug 23, 2012, registered Jan 16, 2015 (876 days) · Other
- Cscott Financial, Inc. to Geneos Wealth Management, Inc.left Dec 31, 2009, registered Apr 1, 2008 (-639 days) · Other
- Osaic Wealth, Inc. to Cscott Financial, Inc.left Apr 24, 2008, registered Jan 1, 1999 (-3401 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address