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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

SAN FRANCISCO SENTRY RISK ADVISORS, LLC

CRD 165908

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef7a3ec7-ee0b-aa04-7a20-8acf829bc4a0

Data as of Jul 23, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Nov 7, 2012 to Jul 23, 2013
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
SEC number: 801-77364
CRD: 165908
Filings on the tape: 3
First filed: Nov 7, 2012
Latest filed: Jul 23, 2013
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DIRICKSON, RICHARD, EDWARD	Member	C	yes	05/2011	Nov 7, 2012	Jul 23, 2013
HANSEN, DAVID, FREDERICK	MANAGING MEMBER	B	yes	05/2011	Nov 7, 2012	Jul 23, 2013
HOLMES, TIMOTHY, HALL	MANAGING MEMBER	B	yes	05/2011	Nov 7, 2012	Jul 23, 2013
MEISSNER, JULIE, THERESE	Cco	Na	yes	10/2012	Nov 7, 2012	Jul 23, 2013
ROOT, LEON, ARTHUR	Member	C	yes	05/2011	Nov 7, 2012	Jul 23, 2013
WHITE, JOHN, PRESCOTT	MANAGING MEMBER	B	yes	05/2011	Nov 7, 2012	Jul 23, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GARRISON POINT CAPITAL, LLC	n/a	Other adviser	$316M	N	yes	n/a
SAN FRANCISCO SENTRY INVESTMENT GROUP	n/a	Former SEC adviser	$302M	N	yes	n/a
GARRISON POINT FUNDS, LLC	n/a	Former SEC adviser	$3.3M	N	yes	n/a
NCS WEALTH, LLC	n/a	Former SEC adviser	$0	N	yes	n/a
PINE CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
S F SENTRY SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 25, 2013	n/a	n/a	6	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	n/a	n/a	n/a	n/a	n/a	6	n/a	n/a	n/a

Relationships

Affiliated with (6)

→ SAN FRANCISCO SENTRY INVESTMENT GROUPRegistered adviserother investment adviser, common control
factForm ADV
→ PINE CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ GARRISON POINT CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GARRISON POINT FUNDS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ NCS WEALTH, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NCS WEALTH, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← HOLMES, TIMOTHY, HALLOwnerMANAGING MEMBER, ownership code B, individual
Nov 7, 2012 to presentfactForm ADV
← ROOT, LEON, ARTHUROwnerMEMBER, ownership code C, individual
Nov 7, 2012 to presentfactForm ADV
← WHITE, JOHN, PRESCOTTOwnerMANAGING MEMBER, ownership code B, individual
Nov 7, 2012 to presentfactForm ADV
← MEISSNER, JULIE, THERESEOwnerCCO, ownership code NA, individual
Nov 7, 2012 to presentfactForm ADV
← DIRICKSON, RICHARD, EDWARDOwnerMEMBER, ownership code C, individual
Nov 7, 2012 to presentfactForm ADV
← HANSEN, DAVID, FREDERICKOwnerMANAGING MEMBER, ownership code B, individual
Nov 7, 2012 to presentfactForm ADV

Dated events

Occurred
Nov 7, 2012
First Form ADV filing
San Francisco Sentry Risk Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef7a3ec7-ee0b-aa04-7a20-8acf829bc4a0
First observed: Nov 7, 2012
Last observed: Jul 23, 2013 160 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SAN FRANCISCO SENTRY RISK ADVISORS, LLC

CRD 165908

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef7a3ec7-ee0b-aa04-7a20-8acf829bc4a0

Data as of Jul 23, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:40 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DIRICKSON, RICHARD, EDWARD

Member

yes

05/2011

Nov 7, 2012

Jul 23, 2013

HANSEN, DAVID, FREDERICK

MANAGING MEMBER

yes

05/2011

Nov 7, 2012

Jul 23, 2013

HOLMES, TIMOTHY, HALL

MANAGING MEMBER

yes

05/2011

Nov 7, 2012

Jul 23, 2013

MEISSNER, JULIE, THERESE

Cco

yes

10/2012

Nov 7, 2012

Jul 23, 2013

ROOT, LEON, ARTHUR

Member

yes

05/2011

Nov 7, 2012

Jul 23, 2013

WHITE, JOHN, PRESCOTT

MANAGING MEMBER

yes

05/2011

Nov 7, 2012

Jul 23, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GARRISON POINT CAPITAL, LLC

n/a

Other adviser

$316M

yes

n/a

SAN FRANCISCO SENTRY INVESTMENT GROUP

n/a

Former SEC adviser

$302M

yes

n/a

GARRISON POINT FUNDS, LLC

n/a

Former SEC adviser

$3.3M

yes

n/a

NCS WEALTH, LLC

n/a

Former SEC adviser

yes

n/a

PINE CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

n/a

yes

n/a

S F SENTRY SECURITIES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 25, 2013

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

n/a