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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

GARY JOEL MENDELOW

Advisor at LPL FINANCIAL LLC

AVON, OH | ELYRIA, OH

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Search this name across graphsid dfx:ria:ef8c8f2e-fcf9-b304-a577-a6556a56eaa8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 15, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 15, 2002
First registration: Aug 28, 2003
Dual registered: yes, broker-dealer
Other names: GARY J. MENDELOW
IAPD individual key: 4566627

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 28, 2022	n/a	yes	AVON, OH\|ELYRIA, OH	Current employment
LINCOLN INVESTMENT	Independent wealth	Jun 9, 2017	Aug 25, 2022	no	AVON, OH\|Avon, OH	Previous registration
LEGEND ADVISORY, LLC	Former SEC adviser	Feb 11, 2013	Oct 4, 2019	no	AVON, OH\|PALM BEACH GARDENS, FL	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Apr 20, 2009	Feb 11, 2013	no	LORAIN, OH\|AVON, OH\|BAY VILLAGE, OH\|AVON LAKE, OH\|HUDSON, OH\|ELYRIA, OH\|ELRIA, OH\|OLMSTED TOWNSHIP, OH\|LORAIN, OH\|ELYRIA, OH	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jul 7, 2005	Mar 4, 2008	no	AKRON, OH\|AKRON, OH\|WESTLAKE, OH\|CLEVELAND, OH\|CLEVELAND, OH\|BROADVIEW HEIGHTS, OH\|STRONGSVILLE, OH\|CLEVELAND, OH\|AKRON, OH\|AMHERST, OH\|AMHERST, OH\|AVON LAKE, OH\|NORTH RIDGEVILLE, OH\|AVON, OH\|LORAIN, OH\|VERMILLION, OH\|OBERLIN, OH	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Aug 28, 2003	Jan 14, 2005	no	MAYFIELD HEIGHTS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LINCOLN INVESTMENT	LPL FINANCIAL LLC	Aug 25, 2022	Aug 28, 2022	3	Firm change	RIA to RIA
LEGEND ADVISORY, LLC	LINCOLN INVESTMENT	Oct 4, 2019	Jun 9, 2017	-847	Bulk transfer	Other
INVESTMENT CENTERS OF AMERICA, INC.	LEGEND ADVISORY, LLC	Feb 11, 2013	Feb 11, 2013	0	Firm change	Other
INVEST FINANCIAL CORPORATION	INVESTMENT CENTERS OF AMERICA, INC.	Mar 4, 2008	Apr 20, 2009	412	Firm change after gap	Other
PRUCO SECURITIES, LLC	INVEST FINANCIAL CORPORATION	Jan 14, 2005	Jul 7, 2005	174	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
519:6413:OH:2022-08-25	Aug 25, 2022	Aug 28, 2022	AVON, OH	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 28, 2022 to presentfactForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jun 9, 2017 to Aug 25, 2022factForm ADV
→ LEGEND ADVISORY, LLCRegistered adviserregistration: previous registration
Feb 11, 2013 to Oct 4, 2019factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Apr 20, 2009 to Feb 11, 2013factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jul 7, 2005 to Mar 4, 2008factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 28, 2003 to Jan 14, 2005factForm ADV

Dated events

Occurred
Aug 25, 2022
Advisor changed firm
Gary Joel Mendelow left Lincoln Investment for Lpl Financial Llc (registered 2022-08-28)
Form ADVobserved 5 days ago