RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• J••• M•••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 28, 2022 · Avon, Oh
- L•••••• I••••••••• independent RIAJun 9, 2017 to Aug 25, 2022 · Avon, Oh
- L••••• A•••••••• L•• formerFeb 11, 2013 to Oct 4, 2019 · Avon, Oh
- I••••••••• C•••••• O• A••••••• I••• formerApr 20, 2009 to Feb 11, 2013 · Lorain, Oh
- I••••• F•••••••• C••••••••• formerJul 7, 2005 to Mar 4, 2008 · Akron, Oh
- P•••• S••••••••• L•• no RAUMAug 28, 2003 to Jan 14, 2005 · Mayfield Heights, Oh
- L•••••• I••••••••• to L•• F•••••••• L••left Aug 25, 2022, registered Aug 28, 2022 (3 days) · RIA to RIA · moved with a team
- L••••• A•••••••• L•• to L•••••• I•••••••••left Oct 4, 2019, registered Jun 9, 2017 (-847 days) · corporate re-registration, not a move
- I••••••••• C•••••• O• A••••••• I••• to L••••• A•••••••• L••left Feb 11, 2013, registered Feb 11, 2013 (0 days) · Other
- I••••• F•••••••• C••••••••• to I••••••••• C•••••• O• A••••••• I•••left Mar 4, 2008, registered Apr 20, 2009 (412 days) · Other
- P•••• S••••••••• L•• to I••••• F•••••••• C•••••••••left Jan 14, 2005, registered Jul 7, 2005 (174 days) · Other
- G••• J••• M••••••• left L•••••• I••••••••• for L•• F•••••••• L•• (registered 2022-08-28)Aug 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address