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Advisor at NATIONS FINANCIAL GROUP, INC.
CEDAR RAPIDS, IA | Phoenix, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NATIONS FINANCIAL GROUP, INC. | Independent wealth | Sep 28, 2020 | n/a | yes | CEDAR RAPIDS, IA|Phoenix, AZ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 23, 2008 | Sep 21, 2020 | no | PHOENIX, AZ|SCOTTSDALE, AZ | Previous registration |
| EDWARD JONES | National bd RIA | Aug 20, 2007 | May 28, 2008 | no | TEMPE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | NATIONS FINANCIAL GROUP, INC. | Sep 21, 2020 | Sep 28, 2020 | 7 | Firm change | Wirehouse to RIA |
| EDWARD JONES | WELLS FARGO ADVISORS | May 28, 2008 | May 23, 2008 | -5 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:44181:AZ:2020-09-17 | Sep 21, 2020 | Sep 28, 2020 | SCOTTSDALE, AZ | Firm change |