DFX Intelligence

A••••• M•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

A••••• M•••••• D•••••••

Advisor at A••••••• I••••••••• P•••••••

Baton Rouge, LA | NEWTOWN SQUARE, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• P•••••••	Independent wealth	Nov 18, 2022	n/a	yes	Baton Rouge, LA\|NEWTOWN SQUARE, PA	Current employment
P••••••• F•• W•••••• L••	Former SEC adviser	Jan 15, 2021	Nov 23, 2022	no	BATON ROGUE, LA\|MONROE, LA\|Baton Rouge, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• F•• W•••••• L••	A••••••• I••••••••• P•••••••	Nov 23, 2022	Nov 18, 2022	-5	Firm change	Other
E•••• S••••••••• L••	P••••••• F•• W•••••• L••	Jan 21, 2021	Jan 15, 2021

Relationships

Registered with (3)

→ A••••••• I••••••••• P•••••••Registered adviserregistration: current employment
Nov 18, 2022 to presentfactForm ADV
→ P••••••• F•• W•••••• L••Registered adviserregistration: previous registration
Jan 15, 2021 to Nov 23, 2022factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Feb 28, 2019 to Jan 21, 2021factForm ADV

Dated events

Order

Occurred
23 Nov 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 28, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.