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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

RONNYJANE GOLDSMITH

Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC

SAN FRANCISCO, CA | WASHINGTON, DC | PALM BEACH, FL | Washington, DC | STAMFORD, CT

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Search this name across graphsid dfx:ria:efa1c5a5-b50c-3f05-25e3-ceda5fa8598a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 12, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Oct 20, 1998
First registration: Nov 12, 1998
Dual registered: yes, broker-dealer
Other names: RONNY JANE GOLDSMITH
IAPD individual key: 3124674

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Bd affiliated wealth	May 24, 2019	n/a	yes	Washington, DC\|STAMFORD, CT\|SAN FRANCISCO, CA\|WASHINGTON, DC\|PALM BEACH, FL	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 30, 2019	no	San Francisco, CA\|WASHINGTON, DC\|San Francisco, CA\|Washington, DC\|San Francisco, CA\|WASHINGTON, DC\|Washington, DC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 3, 2008	Jun 1, 2009	no	SAN FRANCISCO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 12, 1998	Nov 4, 2008	no	TOWSON, MD\|TOWSON, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	May 30, 2019	May 24, 2019	-6	Firm change	Wirehouse to RIA
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Nov 4, 2008	Nov 3, 2008	-1	Firm change	Other

Relationships

Registered with (4)

→ STEWARD PARTNERS INVESTMENT ADVISORY, LLCRegistered adviserregistration: current employment
May 24, 2019 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 30, 2019factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 3, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 12, 1998 to Nov 4, 2008factForm ADV

Dated events

No dated event names this entity yet.