DFX Intelligence

N••••••• D•••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

N••••••• D•••• F•••••

Advisor at O•••• A••••••• S•••••••• L••

Bloomfield Hills, MI | ATLANTA, GA

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Aug 1, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Dec 17, 2025	n/a	yes	ATLANTA, GA\|Bloomfield Hills, MI	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	Jan 29, 2026	no	NEWPORT BEACH, CA\|BIRMINGHAM, MI\|Pasadena, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	O•••• A••••••• S•••••••• L••	Jan 29, 2026	Dec 17, 2025	-43	Firm change after gap	Ibd to ibd
C••••••• P••••••• I••••••••• A•••••••• L••	C••••• I••••••••• A••••••• L••	Dec 19, 2025	Jun 29, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
126777:105644:CA:2025-12-18	Dec 19, 2025	Jun 29, 2023	WESTLAKE VILLAGE, CA	Firm change after gap

Relationships

Registered with (6)

→ O•••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Dec 17, 2025 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to Jan 29, 2026factForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 11, 2022 to Dec 19, 2025factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Order

Occurred
29 Jan 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
19 Dec 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
24 Feb 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 1, 2019
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.