DFX Intelligence

L••• K• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

L••• K• M•••••••••

Advisor at C• P••••••• C•••

PORTLAND, OR | East Wenatchee, WA

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Search this name across graphsid dfx:ria:efb45c08-f9c7-a261-cd29-c91693adfe99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• P••••••• C•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• P••••••• C•••	Independent wealth	Mar 20, 2023	n/a	yes	East Wenatchee, WA\|PORTLAND, OR	Current employment
P••••••••• S••••••••• C•••••••••	Independent wealth	Mar 3, 2022	Sep 1, 2026	no	Tonasket, WA\|Carpinteria, CA\|East Wenatchee, WA\|Kennewick, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• S••••••••• C•••••••••	C• P••••••• C•••	Sep 1, 2026	Mar 20, 2023	-1,261	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ C• P••••••• C•••Registered adviserregistration: current employment
Mar 20, 2023 to presentfactForm ADV
→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Mar 3, 2022 to Sep 1, 2026factForm ADV

Dated events

Occurred
Sep 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:efb45c08-f9c7-a261-cd29-c91693adfe99
First observed: Mar 3, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.