DFX Intelligence

D••••• R• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

D••••• R• L•••••••

Advisor at N•••••• P•••••••• L••

SAN ANTONIO, TX | FAIRHOPE, AL

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Search this name across graphsid dfx:ria:efb98697-415d-fc6c-7e0c-c95caab6fa41

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 27, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• P•••••••• L••	Independent wealth	Jan 14, 2026	n/a	yes	SAN ANTONIO, TX\|FAIRHOPE, AL	Current employment
S•••• O•• W••••• M••••••••• L••	Independent wealth	Aug 30, 2019	Jan 27, 2026	no	SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• O•• W••••• M••••••••• L••	N•••••• P•••••••• L••	Jan 27, 2026	Jan 14, 2026	-13	Firm change	RIA to new firm
R•••••• J•••• • A••••••••• I•••	S•••• O•• W••••• M••••••••• L••	Sep 4, 2019	Aug 30, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
288217:339108:TX:2026-01-26	Jan 27, 2026	Jan 14, 2026	SAN ANTONIO, TX	Firm change
19616:705:TX:2018-04-03	Apr 3, 2018	Mar 26, 2018	BOERNE, TX	Firm change

Relationships

Registered with (6)

→ N•••••• P•••••••• L••Registered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ S•••• O•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 30, 2019 to Jan 27, 2026factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Mar 26, 2018 to Sep 4, 2019factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jan 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:efb98697-415d-fc6c-7e0c-c95caab6fa41
First observed: Jul 11, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.