RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• R• L•••••••
- N•••••• P•••••••• L•• independent RIA currentsince Jan 14, 2026 · San Antonio, Tx
- S•••• O•• W••••• M••••••••• L•• independent RIAAug 30, 2019 to Jan 27, 2026 · San Antonio, Tx
- R•••••• J•••• • A••••••••• I••• national BDMar 26, 2018 to Sep 4, 2019 · San Antonio, Tx
- W•••• F•••• A••••••• wirehouseFeb 2, 2007 to Apr 3, 2018 · San Antonio, Tx
- H•••••• S••••••••• I••• BD affiliatedAug 29, 2003 to Feb 6, 2007 · San Antonio, Tx
- U•• F•••••••• S••••••• I••• wirehouseJul 11, 2000 to Sep 15, 2003 · San Antonio, Tx
- S•••• O•• W••••• M••••••••• L•• to N•••••• P•••••••• L••left Jan 27, 2026, registered Jan 14, 2026 (-13 days) · RIA to a newly registered adviser · moved with a team
- R•••••• J•••• • A••••••••• I••• to S•••• O•• W••••• M••••••••• L••left Sep 4, 2019, registered Aug 30, 2019 (-5 days) · Affiliated broker-dealer or bank to independent RIA
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Apr 3, 2018, registered Mar 26, 2018 (-8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- H•••••• S••••••••• I••• to W•••• F•••• A•••••••left Feb 6, 2007, registered Feb 2, 2007 (-4 days) · Other
- U•• F•••••••• S••••••• I••• to H•••••• S••••••••• I•••left Sep 15, 2003, registered Aug 29, 2003 (-17 days) · Other
- D••••• R• L••••••• left S•••• O•• W••••• M••••••••• L•• for N•••••• P•••••••• L•• (registered 2026-01-14)Jan 27, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address