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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Leland R White

Advisor at CHARLES SCHWAB & CO., INC.

Fort Worth, TX

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Search this name across graphsid dfx:ria:efbb41c8-7c23-053f-2ab3-b7f944f39c98

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 29, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 29, 2000
First registration: Nov 12, 2009
Dual registered: yes, broker-dealer
Other names: LEE WHITE|Lee White|LEE WHITE|Leland ROY White
IAPD individual key: 2160061

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 26, 2022	n/a	yes	Fort Worth, TX	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 3, 2021	Sep 7, 2023	no	Fort Worth, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 3, 2021	Oct 14, 2022	no	FORT WORTH, TX\|OMAHA, NE	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 12, 2021	Feb 24, 2021	no	DALLAS, TX\|DALLAS, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Jan 11, 2021	no	GARLAND, TX\|Frisco, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Dec 31, 2020	no	OMAHA, NE\|GARLAND, TX\|FRISCO, TX\|FRISCO, TX	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 25, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 25, 2011	Feb 12, 2016	no	FT WORTH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 25, 2011	Feb 12, 2016	no	WestLake, TX	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	Nov 12, 2009	Jan 18, 2011	no	SOUTHLAKE, TX\|MELVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Jan 26, 2022	-589	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Mar 3, 2021	-590	Bulk transfer	Other
J.P. MORGAN SECURITIES LLC	TD AMERITRADE, INC.	Feb 24, 2021	Mar 3, 2021	7	Firm change	Other
TD AMERITRADE, INC.	J.P. MORGAN SECURITIES LLC	Jan 11, 2021	Jan 12, 2021	1	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Feb 27, 2018	-1,038	Bulk transfer	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 12, 2016	Jan 25, 2011	-1,844	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	SCOTTRADE INVESTMENT MANAGEMENT	Feb 12, 2016	Jan 25, 2017	348	Firm change	Other
CAPITAL ONE FINANCIAL ADVISORS LLC	TD AMERITRADE, INC.	Jan 18, 2011	Jan 25, 2011	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:79:TX:2021-01-11	Jan 11, 2021	Jan 12, 2021	FRISCO, TX	Firm change

Relationships

Registered with (6)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jan 26, 2022 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 3, 2021 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 3, 2021 to Oct 14, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 12, 2021 to Feb 24, 2021factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 25, 2017 to Feb 26, 2018factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Nov 12, 2009 to Jan 18, 2011factForm ADV

Dated events

No dated event names this entity yet.