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CRD 145810
MILWAUKEE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FORSYTH, WILLIAM, DONALD | VICE PRESIDENT AS OF 8/2015; DIRECTOR AS OF 4/2008 | Na | yes | 11/2007 | Mar 23, 2012 | Mar 28, 2019 |
| FORSYTH, WILLIAM, DONALD | Member | D | yes | 04/2008 | Mar 23, 2012 | Mar 28, 2019 |
| FRONTIER ONE LLC | Member | C | yes | 04/2008 | Mar 23, 2012 | Mar 28, 2019 |
| GROWTH INVESTMENT MANAGERS LLC | MANAGING MEMBER AS OF 8/2015 | E | yes | 04/2008 | Mar 23, 2012 | Mar 28, 2019 |
| ISHERWOOD, RYAN, BRUCE | VICE PRESIDENT; DIRECTOR | Na | yes | 08/2015 | Sep 9, 2015 | Mar 28, 2019 |
| NELSON, BRANDON, MICHAEL | PRESIDENT AS OF 8/2015; CHIEF INVESTMENT OFFICER; DIRECTOR | Na | yes | 04/2008 | Mar 23, 2012 | Mar 28, 2019 |
| NELSON, BRANDON, MICHAEL | MANAGING MEMBER AS OF 8/2015 | D | yes | 04/2008 | Mar 23, 2012 | Mar 28, 2019 |
| ZIEHR, MARK, ALAN | SECRETARY, CHIEF FINANCIAL OFFICER AS OF 3/2010 | Na | yes | 08/2008 | Mar 23, 2012 | Mar 28, 2019 |
| CURRIE, CHRISTOPHER, ALAN | CHIEF COMPLIANCE OFFICER | Na | no | 02/2015 | Feb 12, 2015 | Mar 28, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FRONTEGRA ASSET MANAGEMENT INC | n/a | Asset manager | $119M | N | yes | n/a |
| FRONTIER PARTNERS, INC. | n/a | Former SEC adviser | $0 | N | yes | n/a |
| FRONTEGRA STRATEGIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Mar 28, 2019 | $507M | $507M | 9 | 3 | 0 | n/a | n/a |
| 2017 | Mar 19, 2018 | $612M | $612M | 10 | 3 | 0 | n/a | n/a |
| 2016 | Mar 24, 2017 | $437M | $437M | 9 | 3 | n/a | n/a | n/a |
| 2015 | Mar 23, 2016 | $232M | $232M | 10 | 3 | n/a | n/a | n/a |
| 2014 | Feb 12, 2015 | $257M | $257M | 10 | 3 | n/a | n/a | n/a |
| 2013 | Mar 19, 2014 | $203M | $203M | 10 | 3 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | $137M | $137M | 9 | 3 | n/a | n/a | n/a |
| 2011 | Mar 23, 2012 | $119M | $119M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $507M | $612M | -17.1% | $232M | 29.8% | 9 | 10 | 0 | 0 |