DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Timpani Capital Management LLC
Latest filing Mar 28, 2019
First filing on the tape Mar 23, 2012 · 12 filings
RAUM
$507M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.5%
$2.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$507M as of Mar 28, 2019
Mar 23, 2012$119M then
HNW client RAUM$2.5M as of Mar 28, 2019
Mar 19, 2018$2.8M then
State-registered IARs (5.B.3)1 as of Mar 28, 2019
Mar 25, 20131 then
Employees (5.A)9 as of Mar 28, 2019
Mar 25, 20139 then
Private funds: no history
RAUM -17% over the last fiscal year+30% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 28, 2019; every figure names its basis
- RAUM per advisor
- $507MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $492,902derivedHNW RAUM over HNW clients
- Average account
- $39.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 30%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 9.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$311M61%
- Pension and profit-sharing plans$148M29%
- Pooled investment vehicles$33.4M6.6%
- Corporations and businesses$7.6M1.5%
- Charitable organizations$4.8M0.9%
- High-net-worth individuals$2.5M0.5%
- Individual clients
- n/areported
- HNW clients
- 5reported
- Pension plan clients
- 1reported
- Charitable clients
- 1reported
- Accounts
- 13reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Donald William Forsyth · Vice President As Of 8/2015; Director As Of 4/2008controlsince 11/2007 · owns less than 5%
- Bruce Ryan Isherwood · Vice President; Directorcontrolsince 08/2015 · owns less than 5%
- Michael Brandon Nelson · President As Of 8/2015; Chief Investment Officer; Directorcontrolsince 04/2008 · owns less than 5%
- Alan Mark Ziehr · Secretary, Chief Financial Officer As Of 3/2010controlsince 08/2008 · owns less than 5%
- Donald William Forsyth · Membercontrolsince 04/2008 · owns 50% to 75% of Frontier One LLC
- Michael Brandon Nelson · Managing Member As Of 8/2015controlsince 04/2008 · owns 50% to 75% of Growth Investment Managers LLC
- Alan Christopher Currie · Chief Compliance Officersince 02/2015 · owns less than 5%
Entity owners
- Frontier One LLC · Memberdirect · owns 25% to 50%
- Growth Investment Managers LLC · Managing Member As Of 8/2015direct · owns 75% or more
Related persons
Schedule D 7.A
- Magellan Investment Partners North America, Inc.investment advisernRAUM $119M
- Frontegra Strategies, LLCbroker-dealern
- Frontier Partners, Inc.investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 14 to 13Mar 19, 2018 to Mar 28, 2019
- Pooled vehicle clients · 2 to 1Mar 19, 2018 to Mar 28, 2019
- Employees · 10 to 9Mar 19, 2018 to Mar 28, 2019
- Discretionary RAUM · $612M to $507MMar 19, 2018 to Mar 28, 2019
- HNW RAUM · $2.8M to $2.5MMar 19, 2018 to Mar 28, 2019
- Pension RAUM · $142M to $148MMar 19, 2018 to Mar 28, 2019
- Pooled vehicle RAUM · $142M to $33.4MMar 19, 2018 to Mar 28, 2019
- RAUM · $612M to $507MMar 19, 2018 to Mar 28, 2019
- Accounts · 9 to 14Aug 4, 2017 to Mar 19, 2018
- Charity clients · unset to 1.0Aug 4, 2017 to Mar 19, 2018
- Corporate clients · unset to 1.0Aug 4, 2017 to Mar 19, 2018
- HNW clients · unset to 5.0Aug 4, 2017 to Mar 19, 2018
- Pension plan clients · unset to 1.0Aug 4, 2017 to Mar 19, 2018
- Pooled vehicle clients · unset to 2.0Aug 4, 2017 to Mar 19, 2018
- Employees · 9 to 10Aug 4, 2017 to Mar 19, 2018
- Other offices · unset to 0.0Aug 4, 2017 to Mar 19, 2018
- Discretionary RAUM · $437M to $612MAug 4, 2017 to Mar 19, 2018
- HNW RAUM · unset to 2774823.0Aug 4, 2017 to Mar 19, 2018
- Pension RAUM · unset to 142009194.0Aug 4, 2017 to Mar 19, 2018
- Pooled vehicle RAUM · unset to 141564798.0Aug 4, 2017 to Mar 19, 2018
- RAUM · $437M to $612MAug 4, 2017 to Mar 19, 2018
- Accounts · 8 to 9Mar 23, 2016 to Mar 24, 2017
- BD registered reps · 4 to 3Mar 23, 2016 to Mar 24, 2017
- Employees · 10 to 9Mar 23, 2016 to Mar 24, 2017
- Discretionary RAUM · $232M to $437MMar 23, 2016 to Mar 24, 2017
- RAUM · $232M to $437MMar 23, 2016 to Mar 24, 2017
- Accounts · 6 to 8Sep 9, 2015 to Mar 23, 2016
- Discretionary RAUM · $274M to $232MSep 9, 2015 to Mar 23, 2016
- RAUM · $274M to $232MSep 9, 2015 to Mar 23, 2016
- Accounts · 5 to 6Feb 12, 2015 to Sep 9, 2015
- Advisory activities · 4 to 5Feb 12, 2015 to Sep 9, 2015
- Discretionary RAUM · $257M to $274MFeb 12, 2015 to Sep 9, 2015
- RAUM · $257M to $274MFeb 12, 2015 to Sep 9, 2015
- Discretionary RAUM · $203M to $257MSep 12, 2014 to Feb 12, 2015
- RAUM · $203M to $257MSep 12, 2014 to Feb 12, 2015
- Accounts · 4 to 5Jul 8, 2013 to Mar 19, 2014
- BD registered reps · 3 to 4Jul 8, 2013 to Mar 19, 2014
- Employees · 9 to 10Jul 8, 2013 to Mar 19, 2014
- Discretionary RAUM · $137M to $203MJul 8, 2013 to Mar 19, 2014
- RAUM · $137M to $203MJul 8, 2013 to Mar 19, 2014
Signals
1 dated events
- Timpani Capital Management Llc reported RAUM $612.0M, up 40% from $437.3M (2017-08-04 to 2018-03-19)Mar 19, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026