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Reading the graph
Reading the graph
Advisor at REXFORD CAPITAL
BELLAIRE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| REXFORD CAPITAL | Independent wealth | Sep 19, 2003 | n/a | yes | BELLAIRE, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 20, 1990 | Sep 26, 2003 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | REXFORD CAPITAL | Sep 26, 2003 | Sep 19, 2003 | -7 | Firm change | Wirehouse to RIA |