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CRD 159492
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| 1903 DEBT FUND, LP | Hedge Fund | $26.7M | Mar 31, 2015 | 35 | Feb 14, 2012 | reported | 021-96546 |
| 1903 OFFSHORE DEBT FUND, LTD. | Hedge Fund | $23.8M | Mar 31, 2015 | 13 | Feb 14, 2012 | reported | 021-98692 |
| 1903 EQUITY FUND, L.P. | Private Equity Fund | $13.7M | Mar 29, 2016 | 34 | Feb 14, 2012 | reported | 021-87860 |
| 1903 EQUITY FUND (AIV), L.P. | Private Equity Fund | $511,396 | Mar 15, 2013 | 5 | Feb 14, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DALTON, PATRICK, JAMES | CHIEF EXECUTIVE OFFICER | Na | yes | 09/2012 | Sep 12, 2012 | Sep 2, 2014 |
| DIROMUALDO, ROBERT, FRANCIS | Manager | F | yes | 01/2013 | Jan 10, 2013 | Sep 2, 2014 |
| FRIEZE, KENNETH, SAMUEL | VICE PRESIDENT AND TREASURER | Na | yes | 02/2013 | Jan 10, 2013 | Sep 2, 2014 |
| FRIEZE, KENNETH, SAMUEL | Manager | F | yes | 01/2013 | Jan 10, 2013 | Sep 2, 2014 |
| FRIEZE, MICHAEL | MANAGER AND CHAIRMAN | Na | yes | 04/2003 | Feb 14, 2012 | Sep 2, 2014 |
| FRIEZE, MICHAEL | MANAGER AND MEMBER OF GORDON BROTHERS GROUP, LLC; TRUSTEE OF GB MASSACHUSETTS BUSINESS TRUST | C | yes | 01/1998 | Feb 14, 2012 | Sep 2, 2014 |
| GB MASSACHUSETTS BUSINESS TRUST | Member | D | yes | 06/1999 | Feb 14, 2012 | Sep 2, 2014 |
| GORDON BROTHERS GROUP, LLC | Member | E | yes | 04/2003 | Feb 14, 2012 | Sep 2, 2014 |
| MATTHEWS, NORMAN | Manager | F | yes | 07/2011 | Feb 5, 2013 | Sep 2, 2014 |
| MRKONIC, GEORGE | Manager | F | yes | 07/2011 | Feb 14, 2012 | Sep 2, 2014 |
| PAGLIA, ROBERT | Trustee | F | yes | 12/2008 | Feb 14, 2012 | Sep 2, 2014 |
| SAGER, ROBERT | MANAGER AND MEMBER OF GORDON BROTHERS GROUP, LLC; TRUSTEE OF GB MASSACHUSETTS BUSINESS TRUST | C | yes | 01/1998 | Feb 14, 2012 | Sep 2, 2014 |
| SHERMAN, MALCOLM | Manager | F | yes | 09/2009 | Feb 14, 2012 | Sep 2, 2014 |
| STREET, OSWALD, CHARLES | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER - DEBT DIVISION | Na | yes | 06/2007 | Feb 14, 2012 | Sep 2, 2014 |
| THALER, RICHARD, WINSTON | Manager | F | yes | 01/2012 | Feb 14, 2012 | Sep 2, 2014 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| 1903 DEBT ADVISORS, LP [RELYING ADVISER] | n/a | n/a | n/a | N | yes | n/a |
| 1903 EQUITY ADVISORS, L.P. [RELYING ADVISER] | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Atlanta | Ga | United States | n/a | no |
| NEW YORK | NY | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2013 | Mar 21, 2014 | $383M | $383M | 29 | 12 | n/a | 3 | $383M |
| 2012 | Apr 1, 2013 | $394M | $394M | 34 | 15 | n/a | 3 | $394M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2013 | $383M | $394M | -2.9% | n/a | n/a | 29 | 34 | n/a | n/a |