DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G• C••••• P•••••••• L••

Former SEC-registered adviserBoston, MassachusettsCRD 159492SEC 801-73564IAPD
Latest filing Sep 2, 2014
First filing on the tape Feb 14, 2012 · 16 filings
RAUM
$383M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
12 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
3
$383M gross assets
History
16 filings and snapshots on the tape
RAUM$383M as of Mar 21, 2014
Apr 1, 2013$394M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 21, 2014
Apr 1, 20130 then
Employees (5.A)29 as of Mar 21, 2014
Apr 1, 201334 then
Private funds3 as of Mar 21, 2014
Apr 1, 20133 then
RAUM -2.9% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Sep 2, 2014; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$128MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-2.9%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      1••• D••• F•••• L•Hedge Fund$26.7M35Feb 14, 2012
      1••• O••••••• D••• F•••• L•••Hedge Fund$23.8M13Feb 14, 2012
      1••• E••••• F•••• L•••Private Equity Fund$13.7M34Feb 14, 2012
      1••• E••••• F••• ••••• L•••no longer reportedPrivate Equity Fund$511,3965Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••• P••••••• J•••• · Chief Executive Officercontrol
        since 09/2012 · owns less than 5%
      • F•••••• K••••••• S••••• · Vice President And Treasurercontrol
        since 02/2013 · owns less than 5%
      • F•••••• M•••••• · Manager And Chairmancontrol
        since 04/2003 · owns less than 5%
      • S•••••• O•••••• C•••••• · Chief Compliance Officer, Chief Financial Officer - D••• Divisioncontrol
        since 06/2007 · owns less than 5%
      • D••••••••• R•••••• F•••••• · Managercontrol
        since 01/2013 · owns F of G••••• B••••••• G••••• L••
      • F•••••• K••••••• S••••• · Managercontrol
        since 01/2013 · owns F of G••••• B••••••• G••••• L••
      • F•••••• M•••••• · Manager And Member Of G••••• B••••••• G••••• L••; Trustee Of G• M••••••••• B••••••• T••••control
        since 01/1998 · owns 25% to 50% of G••••• B••••••• G••••• L••; G• M••••••••• B••••••• T••••
      • M•••••••• N••••• · Managercontrol
        since 07/2011 · owns F of G••••• B••••••• G••••• L••
      • M••••••• G••••• · Managercontrol
        since 07/2011 · owns F of G••••• B••••••• G••••• L••
      • P•••••• R••••• · Trusteecontrol
        since 12/2008 · owns F of G• M••••••••• B••••••• T••••
      • S••••• R••••• · Manager And Member Of G••••• B••••••• G••••• L••; Trustee Of G• M••••••••• B••••••• T••••control
        since 01/1998 · owns 25% to 50% of G••••• B••••••• Group,LLC; G• M••••••••• B••••••• T••••
      • S••••••• M•••••• · Managercontrol
        since 09/2009 · owns F of G••••• B••••••• G••••• L••
      • T•••••• R••••••• W•••••• · Managercontrol
        since 01/2012 · owns F of G••••• B••••••• G••••• L••
      Entity owners
      • G••••• B••••••• G••••• L•• · Member
        direct · owns 75% or more
      • G• M••••••••• B••••••• T•••• · Member
        indirect · owns 50% to 75% of G••••• B••••••• G••••• L••
      Related persons
      Schedule D 7.A
      • 1••• D••• A•••••••• L• ••••••• A•••••••
        investment adviserpooled vehicle sponsorn
      • 1••• E••••• A•••••••• L••• ••••••• A•••••••
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Atlanta, GA
      • New York, NY
      What changed
      consecutive filings, newest first
      • Advisory employees · 15 to 12
        Aug 7, 2013 to Mar 21, 2014
      • Employees · 34 to 29
        Aug 7, 2013 to Mar 21, 2014
      • Discretionary RAUM · $394M to $383M
        Aug 7, 2013 to Mar 21, 2014
      • RAUM · $394M to $383M
        Aug 7, 2013 to Mar 21, 2014
      • Related bank · false to true
        Aug 7, 2013 to Mar 21, 2014
      • BD registered reps · 1 to 0
        May 7, 2013 to Aug 7, 2013
      • Accounts · 4 to 3
        Mar 15, 2013 to Apr 1, 2013
      • Advisory employees · 20 to 15
        Mar 15, 2013 to Apr 1, 2013
      • Business name · G• M••••••• P•••••••• L•• to G• C••••• P•••••••• L••
        Mar 15, 2013 to Apr 1, 2013
      • Assets in custody · $381M to $0
        Mar 15, 2013 to Apr 1, 2013
      • Employees · 29 to 34
        Mar 15, 2013 to Apr 1, 2013
      • Legal name · G• M••••••• P•••••••• L•• to G• C••••• P•••••••• L••
        Mar 15, 2013 to Apr 1, 2013
      • Private funds · 4 to 3
        Mar 15, 2013 to Apr 1, 2013
      • Discretionary RAUM · $448M to $394M
        Mar 15, 2013 to Apr 1, 2013
      • RAUM · $448M to $394M
        Mar 15, 2013 to Apr 1, 2013
      • Related bank · true to false
        Mar 15, 2013 to Apr 1, 2013
      • Advisory employees · unset to 20.0
        Sep 12, 2012 to Nov 13, 2012
      • BD registered reps · unset to 1.0
        Sep 12, 2012 to Nov 13, 2012
      • Employees · unset to 29.0
        Sep 12, 2012 to Nov 13, 2012
      • State-registered IARs · unset to 0.0
        Sep 12, 2012 to Nov 13, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026