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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

O'Zell Golden

Advisor at J.P. MORGAN SECURITIES LLC

Los Angeles, CA | New York, NY

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Search this name across graphsid dfx:ria:efcdd278-3b80-455e-4751-ec5bf1f80ebf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 19, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Dec 22, 2015
First registration: Feb 19, 2016
Dual registered: yes, broker-dealer
Other names: OZELL GOLDEN JR|OZELL GOLDEN|O'Zell Golden|O'Zell Golden|OZell Golden
IAPD individual key: 5781191

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 17, 2026	n/a	yes	New York, NY\|Los Angeles, CA	Current employment
EP WEALTH ADVISORS	Independent wealth	Mar 23, 2023	Jun 1, 2026	no	Valencia, CA\|TORRANCE, CA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Apr 29, 2021	Apr 26, 2022	no	LOS ANGELES, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Mar 22, 2018	Apr 1, 2021	no	Glendale, CA\|Tempe, AZ	Previous registration
EDWARD JONES	National bd RIA	Feb 19, 2016	Nov 1, 2017	no	PACOIMA, CA\|ST LOUIS, MO\|VALENCIA, CA\|PACOIMA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EP WEALTH ADVISORS	J.P. MORGAN SECURITIES LLC	Jun 1, 2026	Jun 17, 2026	16	Firm change	RIA to wirehouse
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	EP WEALTH ADVISORS	Apr 26, 2022	Mar 23, 2023	331	Firm change	Other
U.S. BANCORP ADVISORS, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Apr 1, 2021	Apr 29, 2021	28	Firm change	Other
EDWARD JONES	U.S. BANCORP ADVISORS, LLC	Nov 1, 2017	Mar 22, 2018	141	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jun 17, 2026 to presentfactForm ADV
→ EP WEALTH ADVISORSRegistered adviserregistration: previous registration
Mar 23, 2023 to Jun 1, 2026factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Apr 29, 2021 to Apr 26, 2022factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 22, 2018 to Apr 1, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 19, 2016 to Nov 1, 2017factForm ADV

Dated events

Occurred
Jun 1, 2026
Advisor changed firm
O'Zell Golden left Ep Wealth Advisors for J.P. Morgan Securities Llc (registered 2026-06-17)
Form ADVobserved 4 days ago
Occurred
Apr 26, 2022
Advisor changed firm
O'Zell Golden left Northwestern Mutual Investment Services,Llc for Ep Wealth Advisors (registered 2023-03-23)
Form ADVobserved 4 days ago