DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

O••••• G•••••

J••• M••••• S••••••••• L••wirehouseLos Angeles, Ca dual registrantIAPD 5781191

Feed of 09/14/2026

Also filed as Ozell Golden Jr

At current firm

0 y

since Jun 17, 2026

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jun 17, 2026 · New York, Ny
E• W••••• A••••••• independent RIA
Mar 23, 2023 to Jun 1, 2026 · Valencia, Ca
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Apr 29, 2021 to Apr 26, 2022 · Los Angeles, Ca
U••• B•••••• A•••••••• L•• BD affiliated
Mar 22, 2018 to Apr 1, 2021 · Glendale, Ca
E••••• J•••• national BD
Feb 19, 2016 to Nov 1, 2017 · Pacoima, Ca

Moves

a registration end followed by a registration begin elsewhere

E• W••••• A••••••• to J••• M••••• S••••••••• L••
left Jun 1, 2026, registered Jun 17, 2026 (16 days) · RIA to wirehouse
N••••••••• M••••• I••••••••• S••••••••• to E• W••••• A•••••••
left Apr 26, 2022, registered Mar 23, 2023 (331 days) · Other
U••• B•••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Apr 1, 2021, registered Apr 29, 2021 (28 days) · Other
E••••• J•••• to U••• B•••••• A•••••••• L••
left Nov 1, 2017, registered Mar 22, 2018 (141 days) · Affiliated broker-dealer or bank to another

Signals

O••••• G••••• left E• W••••• A••••••• for J••• M••••• S••••••••• L•• (registered 2026-06-17)
Jun 1, 2026 · Advisor changed firm · fact
O••••• G••••• left N••••••••• M••••• I••••••••• S••••••••• for E• W••••• A••••••• (registered 2023-03-23)
Apr 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address