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RIA / WealthAdvisor41 years in industry

ALAN WESLEY THOMPSON

Advisor at DOMINION WEALTH MANAGEMENT, LLC

WHITEVILLE, NC | WILMINGTON, NC

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Search this name across graphsid dfx:ria:efd2db92-913e-9af4-988c-d24ed7296c01

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DOMINION WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 2, 2000
First registration: Dec 31, 2000
Dual registered: no
IAPD individual key: 3241226

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DOMINION WEALTH MANAGEMENT, LLC	State registered	Jul 2, 2021	n/a	yes	WILMINGTON, NC\|WHITEVILLE, NC	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Oct 25, 2019	Jul 16, 2021	no	IRVING, TX	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Aug 31, 2016	Oct 25, 2019	no	Whiteville, NC	Previous registration
TRUSTEE EMPOWERMENT & PROTECTION, INC.	Institutional manager	Dec 31, 2000	Oct 3, 2016	no	WHITEVILLE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	DOMINION WEALTH MANAGEMENT, LLC	Jul 16, 2021	Jul 2, 2021	-14	Firm change	Ibd to state RIA
1ST GLOBAL ADVISORS INC	AVANTAX ADVISORY SERVICES	Oct 25, 2019	Oct 25, 2019	0	Bulk transfer	Ibd to ibd
TRUSTEE EMPOWERMENT & PROTECTION, INC.	1ST GLOBAL ADVISORS INC	Oct 3, 2016	Aug 31, 2016	-33	Firm change after gap	Other

Relationships

Registered with (4)

→ DOMINION WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 2, 2021 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 25, 2019 to Jul 16, 2021factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Aug 31, 2016 to Oct 25, 2019factForm ADV
→ TRUSTEE EMPOWERMENT & PROTECTION, INC.Registered adviserregistration: previous registration
Dec 31, 2000 to Oct 3, 2016factForm ADV

Dated events

No dated event names this entity yet.