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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

APRIL MARTIN

Advisor at STRATEGIC ADVISERS LLC

MATTHEWS, NC

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Search this name across graphsid dfx:ria:efd62e91-5bd6-22ee-9d87-d785dbc52811

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 24, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 22, 2018
First registration: Aug 24, 2018
Dual registered: yes, broker-dealer
Other names: April T Malcolm|APRIL Tansy MALCOLM|APRIL MALCOLM
IAPD individual key: 6607975

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	MATTHEWS, NC	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Feb 28, 2022	Mar 31, 2025	no	COVINGTON, KY\|CHARLOTTE, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 31, 2019	Sep 9, 2021	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 24, 2018	Oct 10, 2018	no	PENNINGTON, NJ\|PENNINGTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Sep 9, 2021	Feb 28, 2022	172	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Oct 10, 2018	May 31, 2019	233	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Feb 28, 2022 to Mar 31, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 31, 2019 to Sep 9, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 24, 2018 to Oct 10, 2018factForm ADV

Dated events

No dated event names this entity yet.