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Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FRISCO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | n/a | yes | FRISCO, TX | Current employment |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Apr 11, 2003 | Oct 23, 2009 | no | DALLAS, TX|ADDISON, TX | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Oct 14, 1999 | Jan 15, 2003 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Jan 15, 2003 | Apr 11, 2003 | 86 | Firm change | Other |