DFX Intelligence

B•••• C••••••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

B•••• C••••••••• P••••

Advisor at F•••• P••••••• W•••••• L••

••• Locked

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Search this name across graphsid dfx:ria:efda41c3-f300-2836-39dc-a515be26615e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Oct 12, 2007 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••• C••••••••• P••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 11, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jun 3, 2024	n/a	yes	Windham, NH\|North Andover, MA\|Naples, FL	Current employment
C•••••••• W•••••	Former SEC adviser	Aug 22, 2023	Jul 25, 2024	no	North Andover, MA\|Naples, FL\|Windham, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W•••••	F•••• P••••••• W•••••• L••	Jul 25, 2024	Jun 3, 2024	-52	Firm change after gap	RIA to RIA
N•••• W••••• M••••••••• L••	C•••••••• W•••••	Aug 31, 2023	Aug 22, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
310912:159289:FL:2024-07-25	Jul 25, 2024	Jun 3, 2024	NAPLES, FL	Firm change after gap

Relationships

Registered with (5)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jun 3, 2024 to presentfactForm ADV
→ C•••••••• W•••••Registered adviserregistration: previous registration
Aug 22, 2023 to Jul 25, 2024factForm ADV
→ N•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 1, 2021 to Aug 31, 2023factForm ADV
→ N•• E•••••• I••••••••• • R••••••••• G••••• I•••

Dated events

Occurred
Jul 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:efda41c3-f300-2836-39dc-a515be26615e
First observed: Oct 12, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.