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Advisor at WELLS FARGO ADVISORS
NEW YORK, NY | CHATHAM, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 9, 2026 | n/a | yes | NEW YORK, NY|CHATHAM, NJ | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Mar 11, 2016 | Jan 28, 2026 | no | NEW YORK, NY|Stamford, CT | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 20, 2013 | Apr 7, 2016 | no | New York, NY|New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | WELLS FARGO ADVISORS | Jan 28, 2026 | Feb 9, 2026 | 12 | Firm change | Ibd to wirehouse |
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Apr 7, 2016 | Mar 11, 2016 | -27 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:705:NY:2016-04-07 | Apr 7, 2016 | Mar 11, 2016 | NEW YORK, NY | Firm change |